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Leigh Baldwin & Co.

112 Albany Street, Cazenovia, NY 13035 | Phone: (315) 655-2964 Toll Free: 1-800-659-8044

Check the background of this firm on FINRA's BrokerCheck.

Commissions

Equities: $19.95 per trade + $2.50 S&H on all Trades Note: $5.00 additional fee for limit, stop, and GTC orders Trading Requirements: A minimum balance of $2000.00 in cash or securities is required before an account can begin Internet , Phone or Computer access trading. Fifty percent (50%) of the transaction amount, in cash or securities, must be in your account for trades exceeding $20,000.00 in principal. Non-NASDAQ and "penny stock" (under $4.00/share) purchases must have the total value of the trade in cash or securities in the account prior to executing the trade. Exchange Listed orders of 2000 or more shares are subject to an additional charge of $.01/ share on the entire order. IRA accounts must have 100% of the order value available. Margin orders - Cash plus buying power minus any outstanding calls must equal at least 50% of the order value. Stock must be long in the account before it is sold. Broker assisted commission rates:

Mutual Funds:

No Load Funds..........................$20.00 per ticket

Load funds, purchase................Fund load

Load funds, sale/exchange.......$20.00 per ticket

All Mutual Fund Purchases will carry a service fee of $2.50. Mutual Funds exchange service fee will be assessed on the sell side of the exchange transaction. Miscellaneous fees:

These are non-trading fees that would raise our commission rates unnecessarily if they were included and will only be charged when incurred.

"IRA..........................................................$35.00 annually*

"Transfer and Ship Securities...................$110.00

"Wire transfer of funds..............................$15.00

"Overnight delivery....................................$15.00

"Stop Payments.........................................$15.00

"TOA deliveries..........................................$50.00

"Extensions................................................$10.00

"Returned checks.......................................$15.00

"Legal transfers / returns............................$90.00

"Voluntary tenders......................................$25.00 per position

"Physical Reorganizations.........................$20.00

"Mandated tenders.....................................$10.00 per position

"Foreign securities transfer fee..................$100.00

Note: Leigh Baldwin & Co., LLC may charge an inactive account fee for certain accounts with no activity during the calendar year

Option Commissions:

All transactions subject to a $35.00 minimum

Principal Amount

$0 - 2,500

$2,501 - 10,000

$10,001 +

Commission Rate

.016 x Principal + $29

.008 x Principal + $49

.003 x Principal + $99

The minimum commission is $2.00 per option contract.